About Us

Our Services

If you're like most people, you probably have some very specific financial goals, whether it is investing for a secure retirement, saving for a child's college education, or estate planning. Your financial goals are unique to you and interrelated.  We make recommendations for our client's well-being based on what we would do for ourselves and our families, if in the same situation. In doing this we rely on many different financial services, including:

IRA's (Traditional and Roth)

Retirement Planning

401k Rollovers

Asset Allocation Analysis

College planning/529 Plans

403(b) & 457/401(a) Plans

Mutual Funds, Money Market Funds and Savings Plans

Insurance ( Life, Long Term Care & Disability)

 

We also provide many benefits for business owners including:

401(k), SEP and Simple Plans

Group Health and Life Insurance 

Executive Compensation programs

We also conduct educational workshops for your company's employees. Topics range from the general, such as principles of sound personal investment planning, or they can be more specific, such as why employees should contribute to the company's new 401(k) plan or the advantages of proper asset allocation. We work with your attorneys, CPA's and other financial tax planners to help make sure your plan fits your needs. Whether you're an individual, couple, a growing family, or business, taking control of your financial future starts with a plan. Call our office for a free consultation at 515-243-4000 or toll free at 877-243-4111.

The Retirement Planning Specialist title is awarded by Equitable Advisors, based upon the Financial Professional's (FP) receipt of a Certificate in Retirement Planning from the Wharton School, University of Pennsylvania. In a collaboration between the Wharton School and Equitable Advisors' affiliated life insurance carrier, coursework for the certificate was developed exclusively for Equitable Advisors FPs, and the title may be used only by FPs who have completed the required coursework and maintain the title through ongoing continuing education requirements. To verify that an FP has earned and holds the title in good standing, contact us at atretirement@equitable.com. Complaints about an Equitable Advisors FP should be directed to customer.relations@equitable.com.

Securities offered through Equitable Advisors, LLC (212-314-4600), member FINRA/SIPC. Investment advisory products and services offered through Equitable Advisors, LLC, an investment advisor registered with the SEC. Annuity and insurance products offered through Equitable Network, LLC and its insurance agency subsidiaries. Equitable Network, LLC does business in California as Equitable Network Insurance Agency of California, LLC and, in Utah, Equitable Network Insurance Agency of Utah, LLC. Equitable Advisors and its affiliates do not provide tax or legal advice. Individuals may transact business and/or respond to inquiries only in state(s) in which they are properly registered and/or licensed. The information in this web site is not investment or securities advice and does not constitute an offer.

Capital Strategies is not owned or operated by Equitable Advisors or Equitable Network. Equitable Advisors and Equitable Network are brand names for Equitable Advisors, LLC and Equitable Network, LLC, respectively.

Equitable Advisors, LLC is an Equal Opportunity Employer M/F/D/V

IMPORTANT: The names of all companies under the formerly-used AXA brand name have been updated under Equitable, the brand name of Equitable Holdings, Inc. and its family of companies. As we work to completely revise all of our website content, advertising, and other communications, you may occasionally see a remaining and inadvertent reference to some variation of "AXA", which should be disregarded and will be corrected as soon as possible.

Link to equitable.com

Privacy Policy

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck