About Us

Our Services

If you're like most people, you probably have some very specific financial goals, whether it is investing for a secure retirement, saving for a child's college education, or estate planning. Your financial goals are unique to you and interrelated.  We make recommendations for our client's well-being based on what we would do for ourselves and our families, if in the same situation. In doing this we rely on many different financial services, including:

IRA's (Traditional and Roth)

Retirement Planning

401k Rollovers

Asset Allocation Analysis

College planning/529 Plans

403(b) & 457/401(a) Plans

Mutual Funds, Money Market Funds and Savings Plans

Insurance ( Life, Long Term Care & Disability)

 

We also provide many benefits for business owners including:

401(k), SEP and Simple Plans

Group Health and Life Insurance 

Executive Compensation programs

We also conduct educational workshops for your company's employees. Topics range from the general, such as principles of sound personal investment planning, or they can be more specific, such as why employees should contribute to the company's new 401(k) plan or the advantages of proper asset allocation. We work with your attorneys, CPA's and other financial tax planners to help make sure your plan fits your needs. Whether you're an individual, couple, a growing family, or business, taking control of your financial future starts with a plan. Call our office for a free consultation at 515-243-4000 or toll free at 877-243-4111.

The Retirement Planning Specialist title is awarded by AXA Advisors, based upon the Financial Professional's (FP) receipt of a Certificate in Retirement Planning from the Wharton School, University of Pennsylvania. In a collaboration between the Wharton School and AXA Advisors' affiliate, AXA Equitable Life Insurance Company (NY, NY), coursework for the certificate was developed exclusively for AXA Advisors FPs, and the title may be used only by FPs who have completed the required coursework and maintain the title through ongoing continuing education requirements. To verify that an FP has earned and holds the title in good standing, contact AXA Equitable atretirement@axa-equitable.com. Complaints about an AXA Advisors FP should be directed to customer.relations@axa-equitable.com.

Securities offered through AXA Advisors, LLC (212-314-4600), member FINRA/SIPC. Investment advisory products and services offered through AXA Advisors, LLC, an investment advisor registered with the SEC. Annuity and insurance products offered through AXA Network, LLC and its insurance agency subsidiaries. AXA Network, LLC does business in California as AXA Network Insurance Agency of California, LLC and, in Utah, AXA Network Insurance Agency of Utah, LLC. AXA Advisors and its affiliates do not provide tax or legal advice. Individuals may transact business and/or respond to inquiries only in state(s) in which they are properly registered and/or licensed. The information in this web site is not investment or securities advice and does not constitute an offer.

Capital Strategies is not owned or operated by AXA Advisors or AXA Network.

AXA Advisors, LLC is an Equal Opportunity Employer M/F/D/V

AXA Equitable Holdings, Inc. is a publicly traded corporation, and it and its subsidiaries are currently using trademarks including the "AXA" name, AXA logo and associated trademarks of AXA SA under license.

Link to axa.com

Privacy Policy

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck